Disclosures & Custody
Performance Tracking Inc. (PTI) CRD-116575 is a registered investment advisory firm with the State of Washington Department of Financial Institutions. Custody services and securities trading are offered through Charles Schwab Advisor Services (CSAS), Member FINRA/SIPC. Account Access, Trading and Extensive Research Services are available to PTI investors on-line. Account security and insurance protections (up to $150 million per account) are provided to both retail and institutional clients. CSAS provides Monthly Statements, Trade Confirmations, and yearly Tax Documents directly to investors. Like most discount brokers CSAS charges Zero Commissions on stock transactions. Research facts are provided by Morningstar Inc. (MS), performance reporting by Captools Inc. (CT). Neither PTI, CSAS, MS or CT provides legal or tax advice. Information presented here is obtained from sources believed to be reliable but neither PTI, CSAS, MS or CT guarantees its accuracy. Opinions expressed are solely those of PTI. PTI’s current disclosure brochure is available at https://adviserinfo.sec.gov /firm/summary/116575 in the Part 2 Brochure link and at www.investor.gov. CSAS, MS or CT has not created, supplied, licensed, endorsed, or approved this information or has independently verified any information presented here. PTI may not transact business in states where it is not registered or exempt from registration.
I am an investment advisor representative (CRD-35168) for Performance Tracking Inc. (CRD-116575) a registered investment advisory firm with the State of Washington Department of Financial Institutions. As the principal officer and portfolio manager I am required to disclose my background and experience: After graduating from the University of Puget Sound I became a broker with Dean Witter & Co. in Seattle. When I moved to Anacortes, Wa. I joined Foster & Marshall Inc., a Seattle based brokerage firm, to become the branch manager of their new office in Mount Vernon, Wa. When they were bought by the nationwide brokerage firm Shearson/Lehman Hutton I continued to manage the Mount Vernon branch until I joined a new northwest based firm Ragen MacKenzie Inc. (now Baird/Wealth Management) to manage their two new offices in Mount Vernon and Anacortes. Later, to be able to offer true discount brokerage services, I joined Acument Securities/First Discount Brokerage as a branch manager. In 1992 I founded Performance Tracking Inc., an independent, family-owned registered investment advisory practice. Jim Bunker