Disclosures & Custody
Performance Tracking Inc. (PTI) CRD-116575 is a registered investment advisory firm with the State of Washington Department of Financial Institutions. Custody services and securities trading are offered through T.D. Ameritrade Institutional (TDAI)/Charles Schwab Advisor Services (CS), Member FINRA/SIPC. Although part of the same company the institutional division is separate from the Ameritrade/Schwab retail division that is frequently seen in advertisements in print and on TV. Account Access, Trading and Extensive Research Services are available to PTI investors on-line. Account security and insurance protections (up to $150 million per account) are provided to both retail and institutional clients. TDAI/CS provides Monthly Statements, Trade Confirmations, and yearly Tax Documents directly to investors. Like most discount brokers TDAI/CS charges Zero Commissions on stock transactions. Research facts are provided by Morningstar Inc. (MS), performance reporting by Captools Inc. (CT). Neither PTI, TDAI, CS, MS or CT provides legal or tax advice. Information presented here is obtained from sources believed to be reliable but neither PTI, TDAI, CS, MS or CT guarantees its accuracy. Opinions expressed are solely those of PTI. PTI’s current disclosure brochure is available at https://adviserinfo.sec.gov /firm/summary/116575 in the Part 2 Brochure link and at www.investor.gov. TDAI, CS, MS or CT has not created, supplied, licensed, endorsed, or approved this information or has independently verified any information presented here. PTI may not transact business in states where it is not registered or exempt from registration.